FSCO Document of Broker Duties

Every Lender/Investor (excluding the Designated Class) who invested into a syndicate mortgage that funded a Fortress project, executed a “Investor/Lender Disclosure” form at least 2 days prior to investing their funds. This same document was also executed by their Principal Broker on behalf of its selling agents.  This form includes a list of duties that the brokerage must perform on behalf of each lender.  The Brokers all acknowledged and confirmed they had completed these duties and represented that they had discharged their regulatory responsibilities.  The following page is copied from the “Investor/Lender Disclosure” and outlines the bare minimum requirements as provided by FSCO.

FSCO Form 1 used in 2015 and later

FSCO Form 1 used prior to 2015